What is Dux Financial Planning Limited?
Dux Financial Planning Limited is a financial services provider, based in Te Aro, with 6 years on the FSPR register, and 7 appointed advisers on file.
Dux Financial Planning Limited
Financial Services Provider
Source: Google Business Profile. Reflects this firm's listing, not individual advisers.
Te Aro
FSPR Registered
About Dux Financial Planning Limited
How is Dux Financial Planning Limited regulated?
Dux Financial Planning Limited is registered on the Financial Service Providers Register (FSPR)as FSP731551, with first registration in 2020. Disputes are handled by Insurance & Financial Services Ombudsman Scheme Inc.. Verify on the FSPR register at fsp-register.companiesoffice.govt.nz.
What does Dux Financial Planning Limited offer?
Dux Financial Planning Limited's Public Disclosure Statement lists the following scope of advice: Mortgages, Personal Insurance, Personal Fire and General Insurance, Financial Planning, Investment Strategies (Strategic asset allocation and investing), Debt management (including borrowing for personal and investment purposes). Refer to the original PDS for the binding scope.
Public Disclosure Statement highlights
Full PDS section ↓Extracted from Dux Financial Planning Limited's PDS dated 2026-06-06 · HTML source. View original.
- Fee structure
- mixed
- Commission
- Yes
- Dispute scheme
- IFSO
- Panel
- 39 providers
Scope of advice
- Mortgages
- Personal Insurance
- Personal Fire and General Insurance
- Financial Planning
- Investment Strategies (Strategic asset allocation and investing)
- Debt management (including borrowing for personal and investment purposes)
- KiwiSaver investment strategies and retirement planning
- KiwiSaver investments
- +8 more
Contact Information
Phone
0800 000 987Not available
Website
duxfinancial.co.nzAddress
Level 2,85 Ghuznee Street,Te Aro,6011,New Zealand
About Dux Financial Planning Limited
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Public Disclosure Statement
39 providers on panelDux Financial Planning Limited files a Public Disclosure Statement under FMC Act 2013 s431 · last ingested 2026-06-06 · source format HTML.
→ View Dux Financial Planning Limited's original disclosure page · FA-NZ mirror (Markdown) · facts.json
- Fee structure
- mixed
- Receives commission
- Yes — disclosed in PDS
- Dispute resolution scheme
- IFSO
- Scope of advice (verbatim from PDS)
-
- Mortgages
- Personal Insurance
- Personal Fire and General Insurance
- Financial Planning
- Investment Strategies (Strategic asset allocation and investing)
- Debt management (including borrowing for personal and investment purposes)
- KiwiSaver investment strategies and retirement planning
- KiwiSaver investments
- Managed Funds
- Personal and Group Insurance (life cover, disability, income protection, mortgage protection, trauma and medical)
- Life investment products including whole of life, endowment, and bonds
- Business Risk Insurance (Life, Key person, loss of revenue and other)
- +4 more
- Specialties
-
Hover any specialty to see its source. Self-attest takes priority; PDS-derived next; AI-classified last. For binding regulatory statements refer to the FAP's own current Public Disclosure Statement.
- Ownership
- DUX Financial Services Limited (FSP 670191) holds a Class 2 Financial Advice Provider Licence. DUX Financial Planning Limited (FSP 731551) is Authorised by that Licence to provide Financial Advice.
Distribution panel
Product providers Dux Financial Planning Limited is appointed to distribute, grouped by product category. Counts show how many other NZ FAPs FA-NZ has on file as distributing the same provider.
Lending & Mortgages · 13
- ANZ +38
- BNZ +36
- Westpac +35
- ASB Bank +32
- Kiwibank +22
- Pepper Money +22
- SBS Bank +12
- Liberty Financial +12
- Unity Credit Union +11
- Avanti Finance +9
- Heartland Bank +4
- AIA Go Home Loans +1
- Co-op
KiwiSaver · 8
- Booster +21
- Generate +21
- Fisher Funds +9
- AMP +6
- Koura +2
- JMI Wealth +1
- Smart
- Superlife
General Insurance · 3
- Tower Insurance +5
- AON +2
- Blanket +2
Investments & Funds · 5
- Milford Asset Management +14
- NZ Funds +9
- Pathfinder +7
- Select Wealth +1
- Consilium/Synergy
Other products · 10
- AIA +40
- Partners Life +39
- Southern Cross +25
- nib +23
- Chubb Life +14
- Accuro +12
- Resolution Life +9
- Asteron Life +9
- Fidelity Life +4
- Pinnacle Life
Notes: Facts and product panel are LLM-extracted from the source document (confidence tier C). For the authoritative wording, view the original disclosure above. FSPR register entry. FA-NZ is a directory mirror, not a regulator.
Location
1/60 Cuba Street, Te Aro, Wellington 6011, New Zealand
Map tiles © OpenStreetMap, © CARTO. Office coordinates from Google Places.
Adviser Team
7 advisers AK
Alan Karl Borthwick
Financial Adviser
FSP101164
Based in Wellington
0800 000 987
View profile
HM
Helen Margaret Grant
Financial Adviser
FSP1004224
Based in Silverdale
0800 000 987
View profile
MB
Manik Bathla
Financial Adviser
FSP1005706
Based in Te Aro
0800 000 987
View profile
MJ
Morgan James Law
Financial Services
FSP1011792
Based in Te Aro
0800 000 987
View profile
SR
Samuel Robert Hall
Financial Adviser
FSP1008541
Based in Te Aro
0800 000 987
View profile
TB
Terence Benjamin Orchard
Financial Adviser
FSP1005382
Based in Te Aro
0800 000 987
View profile
TD
Tharindu Danushka Bakmeedeniya
Financial Adviser
FSP1011190
Based in Te Aro
0800 000 987
View profile
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Adviser Team - 7 advisers
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