Shaw And Partners Financial Services Limited

Financial Services Provider

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Auckland

FSPR Registered

FSP Number: FSP93061

NZBN: 9429034761311

Team Size: 17 advisers

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About Shaw And Partners Financial Services Limited

What is Shaw And Partners Financial Services Limited?

Shaw And Partners Financial Services Limited is a financial services provider, based in Auckland, with 15 years on the FSPR register, and 17 appointed advisers on file.

How is Shaw And Partners Financial Services Limited regulated?

Shaw And Partners Financial Services Limited is registered on the Financial Service Providers Register (FSPR)as FSP93061, with first registration in 2011. Disputes are handled by Insurance & Financial Services Ombudsman Scheme Inc.. Verify on the FSPR register at fsp-register.companiesoffice.govt.nz.

What does Shaw And Partners Financial Services Limited offer?

Shaw And Partners Financial Services Limited's Public Disclosure Statement lists the following scope of advice: Investment portfolio management through Custodial Services (Managed Funds, Unit Trusts, ETFs, bonds, fixed interest investments, shares), KiwiSaver and Superannuation, Combined risk and savings, Personal risk insurance (life, trauma, income protection), Business risk insurance (key person, shareholder protection), Medical insurance. Refer to the original PDS for the binding scope.

Public Disclosure Statement highlights

Full PDS section ↓

Extracted from Shaw And Partners Financial Services Limited's PDS dated 2026-05-18 · PDF source. View original.

Fee structure: mixed
Commission: Yes
Dispute scheme: IFSO
Panel: 14 providers
Services: 6 named
FAQs: 4 answered
Linked docs: 1

Scope of advice

Investment portfolio management through Custodial Services (Managed Funds, Unit Trusts, ETFs, bonds, fixed interest investments, shares)
KiwiSaver and Superannuation
Combined risk and savings
Personal risk insurance (life, trauma, income protection)
Business risk insurance (key person, shareholder protection)
Medical insurance
Retirement planning
Investment planning

Contact Information

Phone

09 308 1450

Email

Not available

Website

www.shawandpartners.co.nz

Address

Level 1, 87 Hurstmere Road,Takapuna,Auckland,0622,New Zealand

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Public Disclosure Statement

14 providers on panel

Shaw And Partners Financial Services Limited files a Public Disclosure Statement under FMC Act 2013 s431 · last ingested 2026-05-18 · source format PDF.

→ View Shaw And Partners Financial Services Limited's original disclosure PDF · FA-NZ mirror (Markdown) · facts.json

Fee structure: mixed
Receives commission: Yes — disclosed in PDS
Dispute resolution scheme: IFSO
Scope of advice (verbatim from PDS): Investment portfolio management through Custodial Services (Managed Funds, Unit Trusts, ETFs, bonds, fixed interest investments, shares)
KiwiSaver and Superannuation
Combined risk and savings
Personal risk insurance (life, trauma, income protection)
Business risk insurance (key person, shareholder protection)
Medical insurance
Retirement planning
Investment planning
Specialties: Investments
Kiwisaver
Retirement Planning
General Insurance
Income Protection
Trauma Insurance
Life Insurance
Business Insurance
Health Insurance

Hover any specialty to see its source. Self-attest takes priority; PDS-derived next; AI-classified last. For binding regulatory statements refer to the FAP's own current Public Disclosure Statement.
Ownership: Shaw and Partners (Wellington) is a wholly owned subsidiary of Shaw and Partners Financial Services Limited, which is itself a wholly owned subsidiary of Investment Services Group Limited (ISG).

Distribution panel

Product providers Shaw And Partners Financial Services Limited is appointed to distribute, grouped by product category. Counts show how many other NZ FAPs FA-NZ has on file as distributing the same provider.

KiwiSaver · 7

Booster +20
Generate +20
Milford Asset Management +13
Fisher Funds +8
Pathfinder +6
AMP +5
ANZ Investments +2

Other products · 7

AIA +39
Partners Life +38
nib +22
Chubb Life +13
Fidelity Life Assurance Company Limited +4
Asteron Life Limited +3
UniMed +2

Verbatim quotes from Shaw And Partners Financial Services Limited's PDS (7 fields cited)

Fees

“For clients who have a Portfolio managed through an Administrator, including Custodial Services, the following fees will apply: | Type of fee | Maximum fee payable | |---|---| | Preparation of financial plan | A maximum of $2,500 + GST | | Establishment fee | A maximum of $500 + GST | | Adviser annual monitoring fee | A maximum of 0.80% per annum of funds under management + GST if applicable | | Hourly rate | $200 per hour + GST |”

Commission

“Our advisers may receive commissions from certain product providers. For KiwiSaver product providers, a maximum upfront payment is payable (depending on the product provider) and a maximum ongoing per annum trail commission (which is a percentage of the account balance). For insurance product providers, a maximum initial commission as a percentage of annual premium and a maximum ongoing percentage of annual premium will apply – differing depending on the provider.”

Product panel

“For insurance products it works with the following suppliers – AIA, Asteron Life Limited, Chubb Life, Fidelity Life Assurance Company Limited, Partners Life, NIB and Unimed. - For KiwiSaver we have preferred supplier arrangements with – AMP, ANZ Investments, Booster, Fisher Funds, Generate, Milford and Pathfinder.”

Conflicts of interest

“We are a wholly owned subsidiary of Shaw and Partners Financial Services Limited (Shaw and Partners), who along with Clarity Funds Management Limited (Clarity), TAHITO Limited (TAHITO), Select Wealth Management Limited (Select) and Devon Funds Management Limited (Devon), are all wholly owned subsidiaries of the Investment Services Group Limited (ISG).”

Scope of advice

“We provide financial advice to our clients about their investments, insurances and retirement in relation to: - Investment portfolio management through Custodial Services, which include Managed Funds, Unit Trusts, ETFs, some bonds and fixed interest investments, and some shares - KiwiSaver and Superannuation - Combined risk and savings - Personal risk insurance, including but not limited to life, trauma and income protection insurance”

Ownership

“We are a wholly owned subsidiary of Shaw and Partners Financial Services Limited (Shaw and Partners), who along with Clarity Funds Management Limited (Clarity), TAHITO Limited (TAHITO), Select Wealth Management Limited (Select) and Devon Funds Management Limited (Devon), are all wholly owned subsidiaries of the Investment Services Group Limited (ISG).”

Material relationships

“If we recommend that you invest in a financial product or service managed by a member of ISG, any fees generated will be a benefit to the licenced manager/provider and ultimately ISG. All fund and portfolio fees are specified in the relevant Product or Service Disclosure Statements and paid to the respective licenced managers/providers.”

Verbatim spans extracted from the source PDS dated 2026-05-18. Each quote was substring-verified against the original document; spans that failed verification were dropped. View source.

Services this firm offers

Named service offerings extracted from Shaw And Partners Financial Services Limited's PDS. Names are verbatim from the source document; descriptions and fee notes are AI-summarised — refer to the original PDS for binding wording.

Investment portfolio management through Custodial Services
Advisory

Managed portfolio service via custodial account covering managed funds, unit trusts, ETFs, bonds, fixed interest and some shares.

Fees: Financial plan fee up to $2,500+GST, establishment fee up to $500+GST, annual monitoring fee up to 0.80% p.a. of FUM+GST.

For: retail
KiwiSaver and Superannuation
Advisory

Financial advice on KiwiSaver and superannuation products from preferred providers including AMP, ANZ, Booster, Fisher Funds, Generate, Milford and Pathfinder.

Fees: Fees outlined in client's written financial plan; commissions may apply from KiwiSaver product providers.

For: retail
Personal risk insurance
Advisory

Advice on personal risk insurance including life, trauma and income protection insurance from approved providers.

Fees: Commissions from insurance providers may apply; initial and ongoing commission as percentage of annual premium.

For: retail
Business risk insurance
Advisory

Advice on business risk insurance including key person and shareholder protection insurance.

Fees: Commissions from insurance providers may apply; initial and ongoing commission as percentage of annual premium.

For: retail
Medical insurance
Advisory

Financial advice on medical insurance products from approved providers.

Fees: Commissions from insurance providers may apply; initial and ongoing commission as percentage of annual premium.

For: retail
Combined risk and savings
Advisory

Advice combining risk insurance and savings planning for clients.

Fees: Fees outlined in client's written financial plan; commissions may apply.

For: retail

FAQs from this firm's PDS

Common consumer questions answered in Shaw And Partners Financial Services Limited's Public Disclosure Statement. Answers are verbatim spans from the source document, substring-verified at extract time.

What types of financial advice does Shaw and Partners (Wellington) provide?

“We provide financial advice to our clients about their investments, insurances and retirement in relation to: - Investment portfolio management through Custodial Services, which include Managed Funds, Unit Trusts, ETFs, some bonds and fixed interest investments, and some shares - KiwiSaver and Superannuation - Combined risk and savings - Personal risk insurance, including but not limited to life, trauma and income protection insurance - Business risk insurance, including but not limited to key person and shareholder protection insurance - Medical insurance”

What are the fees for investment advice and portfolio management?

“For clients who have a Portfolio managed through an Administrator, including Custodial Services, the following fees will apply: | Type of fee | Maximum fee payable | |---|---| | Preparation of financial plan | A maximum of $2,500 + GST | | Establishment fee | A maximum of $500 + GST | | Adviser annual monitoring fee | A maximum of 0.80% per annum of funds under management + GST if applicable | | Hourly rate | $200 per hour + GST |”

How are conflicts of interest and commissions managed?

“Before any investment or insurance policy is implemented, you will be made fully aware of all potential commission payments or conflicts of interest (if any) specific to your case. This will be clearly outlined in your financial plan. To ensure that the Company's financial advisers prioritise its clients' interest above their own, we follow an advice process that ensures our recommendations are made on the basis of each client's goals and circumstances.”

How can I make a complaint?

“If you are not satisfied with our financial advice service, you can make a complaint by contacting your adviser or by emailing us at admin@shawandpartners.co.nz, or by calling 04 282 0525. You can also write to us at: Shaw and Partners (Wellington) PO Box 30936, Lower Hutt 5040”

Additional disclosure documents

Documents linked from Shaw And Partners Financial Services Limited's PDS. URLs verified to appear in the source document at extract time; links may rot — verify with the firm before relying on a specific version.

Financial Markets Authority website · Other disclosure

Notes: Facts and product panel are LLM-extracted from the source document (confidence tier B). Verbatim quote block above is Sonnet-extracted then substring-verified against the source markdown. For the authoritative wording, view the original disclosure above. FSPR register entry. FA-NZ is a directory mirror, not a regulator.