# Financial Advice Hawkes Bay Limited — Public Disclosure Statement

*Mirror of FAP Public Disclosure Statement filed under FMC Act 2013 s431.*

- **Version date:** 2026-06-06
- **Source URL:** https://www.fahb.co.nz/disclosure/
- **Source PDF SHA256:** `071ba5ff4b913970f27ad9db14881e4f...`
- **Confidence tier:** C (LLM-extracted from PDF)
- **Extracted via:** sonnet-html-v1
- **Ingested:** 2026-06-06
- **Machine-readable facts:** [facts.json](https://financeadvisers.co.nz/api/provider/FSP110362/facts.json)
- **All versions on file:** [filings.json](https://financeadvisers.co.nz/api/provider/FSP110362/filings.json)
- **Authoritative register:** https://fsp-register.companiesoffice.govt.nz/companies/app/ui/pages/companies/FSP110362

> **About this document.** FAP Public Disclosure Statements are regulated documents that financial advice providers must publish under the Financial Markets Conduct Act 2013, section 431. The content below is the FA-NZ mirror — machine-parsed from the source PDF on the date shown above. For binding regulatory purposes, refer to the firm's own current publication via the source URL above.

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# Important Information — Financial Advice Hawke's Bay Ltd

At Financial Advice Hawke's Bay we pride ourselves on providing expert professional investment and retirement planning advice. We do this with honesty and transparency.

## Privacy

Any personal information that you provide to Financial Advice Hawke's Bay Ltd is stored securely and is to ensure a quality service from Financial Advice Hawke's Bay Ltd, and to enable Financial Advice Hawke's Bay Ltd and its advisers to offer you further services. At no time will your personal information be disclosed outside of Financial Advice Hawke's Bay Ltd without your prior approval. Under the Privacy Act 2020 you can access any personal information held by Financial Advice Hawke's Bay Ltd about you, and correct any information that may be incorrect.

## Complaints

We aim to behave in a way that does not cause complaints. However, we have a complaints policy and internal complaints process to ensure the efficient and effective handling of client complaints. We want to demonstrate our commitment to providing and improving a high quality service to our clients. We see complaints as an important part of our client feedback and business improvement process.

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## Key Documents

The following documents are referenced on this page. Their full content is contained in the linked PDFs:

| Document | Link |
|---|---|
| **Public Disclosure Statement** | [Publicly-available-disclosure-28-Jan-2026-1.pdf](https://www.fahb.co.nz/wp-content/uploads/Publicly-available-disclosure-28-Jan-2026-1.pdf) |
| **Complaints Policy** | [FAHB-Our-Complaints-Policy-Mar-2021-website-copy.pdf](https://www.fahb.co.nz/wp-content/uploads/FAHB-Our-Complaints-Policy-Mar-2021-website-copy.pdf) |
| **Privacy Policy** | [Financial-Advice-Hawkes-Bay-Privacy-Policy-9-Aug-2022.pdf](https://www.fahb.co.nz/wp-content/uploads/Financial-Advice-Hawkes-Bay-Privacy-Policy-9-Aug-2022.pdf) |

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> **Note:** The substantive disclosure content (scope of advice, fees, conflicts of interest, commissions, dispute resolution scheme, professional indemnity insurance, provider/product panel, and ownership information) is contained within the linked PDF disclosure document dated 28 January 2026. That document has not been reproduced here as it was not available in the page source provided.