# Alan Karl Borthwick

**FSP FSP101164** · **Wellington** · **registered** · registered 2011-03-25

Alan Karl Borthwick is an individual financial adviser on the New Zealand Financial Service Providers Register.

**Licence type:** Non-licensed
**Display specialty:** Financial Adviser

## Services offered

- Financial advice service (including financial advisers) - Financial adviser

## Specialties (source-tagged)

Each specialty below carries its data source + confidence. Cascade: self-attest 1.00 > PDS 0.90 > PDS-inherited 0.85 > AI-classified 0.70. For binding regulatory statements refer to the source link.

- **mortgages** — inherited from parent FAP FSP670191, confidence 0.85 (source: <https://www.duxfinancial.co.nz/disclosure/>)
- **general-insurance** — inherited from parent FAP FSP670191, confidence 0.85 (source: <https://www.duxfinancial.co.nz/disclosure/>)
- **financial-planning** — inherited from parent FAP FSP670191, confidence 0.85 (source: <https://www.duxfinancial.co.nz/disclosure/>)
- **investments** — inherited from parent FAP FSP670191, confidence 0.85 (source: <https://www.duxfinancial.co.nz/disclosure/>)
- **kiwisaver** — inherited from parent FAP FSP670191, confidence 0.85 (source: <https://www.duxfinancial.co.nz/disclosure/>)
- **retirement-planning** — inherited from parent FAP FSP670191, confidence 0.85 (source: <https://www.duxfinancial.co.nz/disclosure/>)
- **income-protection** — inherited from parent FAP FSP670191, confidence 0.85 (source: <https://www.duxfinancial.co.nz/disclosure/>)
- **trauma-insurance** — inherited from parent FAP FSP670191, confidence 0.85 (source: <https://www.duxfinancial.co.nz/disclosure/>)
- **disability-insurance** — inherited from parent FAP FSP670191, confidence 0.85 (source: <https://www.duxfinancial.co.nz/disclosure/>)
- **life-insurance** — inherited from parent FAP FSP670191, confidence 0.85 (source: <https://www.duxfinancial.co.nz/disclosure/>)
- **business-insurance** — inherited from parent FAP FSP670191, confidence 0.85 (source: <https://www.duxfinancial.co.nz/disclosure/>)
- **lending** — inherited from parent FAP FSP670191, confidence 0.85 (source: <https://www.duxfinancial.co.nz/disclosure/>)

**Trading names:** Alan Karl Borthwick, Dux Financial Services, Dux Financial Planning

**Registered address:** Level 2 85 Ghuznee Street,Te Aro,Wellington,6011,New Zealand

## Verify

- FSPR register: <https://fsp-register.companiesoffice.govt.nz/companies/app/ui/pages/companies/FSP101164>
- HTML profile on FA-NZ: <https://financeadvisers.co.nz/adviser/alan-karl-borthwick-wellington-FSP101164>
- Machine-readable facts: <https://financeadvisers.co.nz/api/adviser/FSP101164/facts.json>
- All advisers in Wellington: <https://financeadvisers.co.nz/advisers/wellington>

*FinanceAdvisersNZ is a directory mirror of public FSPR data. We do not regulate, vet, or endorse advisers, and we do not provide financial advice. For binding regulatory purposes refer to the FSPR record linked above.*

*Last refreshed: 2026-06-20*